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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-01-22 |
| NC | RA | APPROVED | 2012-05-17 |
Branch Locations
101 W Union 2Nd Fl, Morganton, NC 28655 • United States
130 Harbour Pl Dr Ste 200, Davidson, NC 28036 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Newton | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Newton | NC | 11/2016 | Present |
WAYNES AUTO SALES INC; NOT INVESTMENT RELATED; PR-OWNED AUTOMOBILE DEALERSHIP; VP/SECRETARY/BOOKKEEPER; 2 HRS DEVOTED WEEKLY; NOT DURING TRADING HOURS. - NOTARY PUBLIC; NOT INVESTMENT RELATED; NOTARIZE DOCUMENTS; 15 MINUTES PER MONTH DEVOTED DURING TRADING HOURS. POWER OF ATTORNEY - SON; INV RELATED; VALE, NC; POA; START DATE: 11/06/2025; 1 HRS PER MONTH; 1 HRS DURING TRADING; | POWER OF ATTORNEY FOR MOTHER INLAW; INV RELATED; VALE, NC; POA; START DATE: 01/01/2026; 1 HRS PER MONTH; 1 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-29 |
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