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Inactive

Suzanne H Cox

Betterwealth LLC

San Jose, CA

San Jose, CA

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Current Employers
Betterwealth Llc

1475 Saratoga Avenue Suite 200, San Jose, CA 95129 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-09-16
  • CA RA
    APPROVED
    Since 2015-09-16

Branch Locations

1475 Saratoga Avenue Suite 200, San Jose, CA 95129 • United States

San Jose, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Betterwealth Llc San Jose CA 05/2015 12/2019
Betterwealth Llc San Jose CA 01/2020 Present
Previous Registrations
  • 2013-01-15 → 2014-07-17
    Ameriprise Financial Services, Llc
    San Jose, CA
  • 2009-06-25 → 2011-11-29
    Niemann Capital Management Inc
    Scotts Valley, CA
  • 2009-06-01 → 2009-06-19
    Morgan Stanley
    Cupertino, CA
  • 2008-09-04 → 2009-06-01
    Morgan Stanley & Co. Llc
    Cupertino, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-22
S63 Uniform Securities Agent State Law Examination 1996-09-20
  • S66 Uniform Combined State Law Examination
    2008-12-22
  • S63 Uniform Securities Agent State Law Examination
    1996-09-20
Other Names
  • Suzanne H Cox
  • Heesue Hong
  • Suzanne Cox
  • Suzanne Heesue Cox

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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