Suzanne H Cox

Employer firm

Betterwealth LLC CRD 226661

$660M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 12/2019
  Betterwealth Llc
  San Jose, CA
• 01/2020 → Present
  Betterwealth Llc
  San Jose, CA

Previous Registrations

• 2013-01-15 → 2014-07-17
  Ameriprise Financial Services, Llc
  San Jose, CA
• 2009-06-25 → 2011-11-29
  Niemann Capital Management Inc
  Scotts Valley, CA
• 2009-06-01 → 2009-06-19
  Morgan Stanley
  Cupertino, CA
• 2008-09-04 → 2009-06-01
  Morgan Stanley & Co. Llc
  Cupertino, CA

Exams

• S66 Uniform Combined State Law Examination
  2008-12-22
• S63 Uniform Securities Agent State Law Examination
  1996-09-20

Other Names

• Suzanne H Cox
• Heesue Hong
• Suzanne Cox
• Suzanne Heesue Cox