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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-09
UT RA APPROVED 2013-02-20
  • TX RA
    APPROVED_RES
    Since 2019-05-09
  • UT RA
    APPROVED
    Since 2013-02-20

Branch Locations

680 West 10000 South, South Jordan, UT 84095 • United States

Midvale, UT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Morgan Stanley South Jordan UT 01/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-19
S63 Uniform Securities Agent State Law Examination 1993-03-18
  • S66 Uniform Combined State Law Examination
    2013-02-19
  • S63 Uniform Securities Agent State Law Examination
    1993-03-18

View on SEC IAPD

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