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Michael Patrick Stevens

Janney Montgomery Scott LLC

New Hope, PA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2006-06-27
  • PA RA
    APPROVED
    Since 2006-06-27

Branch Locations

6236 Lower York Road, New Hope, PA 18938 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Inc. Philadelphia PA 08/1994 05/2023
Janney Montgomery Scott Llc New Hope PA 05/2023 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-04-12
  • S63 Uniform Securities Agent State Law Examination
    1993-04-12

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · NEW HOPE, PA
ORCHESTRA MEDICAL VENTURES, LLC · NEW HOPE, PA
CW ADVISORS, LLC · NEW HOPE, PA
COMMONWEALTH FINANCIAL NETWORK · NEW HOPE, PA
MOONDANCE INVESTMENT ADVISORS, LLC · NEW HOPE, PA
EDWARD JONES · LAMBERTVILLE, NJ
EQUITABLE ADVISORS, LLC · NEW HOPE, PA
GRO CAPITAL, LLC · LAMBERTVILLE, NJ

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