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Vanessa Elena Brown

Wells Fargo Clearing Services, LLC

Alpharetta, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-24
GA RA APPROVED 2020-04-17
  • TX RA
    APPROVED_RES
    Since 2021-05-24
  • GA RA
    APPROVED
    Since 2020-04-17

Branch Locations

2520 Northwinds Pkwy Ste 200 Two Northwinds Center, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Advisory Services Atlanta GA 08/2016 04/2020
Wells Fargo Clearing Services, Llc Atlanta GA 04/2020 Present
Previous Registrations
  • 2016-09-20 → 2020-04-16
    Truist Advisory Services, Inc.
    North Chesterfield, VA
    Glen Allen, VA
  • 2011-11-08 → 2016-12-31
    Truist Investment Services, Inc.
    Richmond, VA
    Richmond, VA
  • 2010-01-28 → 2011-09-19
    Morgan Keegan & Company, Llc
    Atlanta, GA
  • 2009-03-25 → 2009-05-01
    Oppenheimer & Co. Inc.
    Atlanta, GA
  • 2008-07-22 → 2009-03-18
    Stanford Group Company
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-14
S63 Uniform Securities Agent State Law Examination 1993-02-08
  • S66 Uniform Combined State Law Examination
    2008-07-14
  • S63 Uniform Securities Agent State Law Examination
    1993-02-08
Other Names
  • Vanessa E Brown
  • Vanessa Elena Brown
  • Vanessa Brown

View on SEC IAPD

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Other Offices

MRP CAPITAL INVESTMENTS, LLC · ALPHARETTA, GA
NEW EDGE WEALTH · Alpharetta, GA
COMMONWEALTH FINANCIAL NETWORK · Alpharetta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
BROOKSTONE WEALTH ADVISORS, LLC · Alphretta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
LADENBURG THALMANN ASSET MANAGEMENT INC · Norcross, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · ALPHARETTA, GA

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