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Gregory Richard Liguori

Wells Fargo Clearing Services, LLC

Daytona Beach, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-10-28
TX RA APPROVED_RES 2015-10-26
  • FL RA
    APPROVED
    Since 2015-10-28
  • TX RA
    APPROVED_RES
    Since 2015-10-26

Branch Locations

1540 Cornerstone Blvd Stes 110 & 210, Daytona Beach, FL 32117 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Daytona Beach FL 10/2015 11/2016
Wells Fargo Clearing Services, Llc Daytona Beach FL 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2015-10-28
    Morgan Stanley
    Ormond Beach, FL
    Ormond Beach, FL
  • 2008-08-25 → 2009-06-01
    Morgan Stanley & Co. Llc
    Ormond Beach, FL
  • 1999-03-18 → 2008-09-08
    Citigroup Global Markets Inc.
    Ormond Beach, FL
    Ormond Beach, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-26
S63 Uniform Securities Agent State Law Examination 1993-06-30
  • S65 Uniform Investment Adviser Law Examination
    1999-03-26
  • S63 Uniform Securities Agent State Law Examination
    1993-06-30
Other Names
  • Greg Richard Liguori

View on SEC IAPD

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Other Investors

MARK EDWARD NICHOLS
SHANNON LEE BARNWELL
JULIAN C LOPEZ
SUSAN O FINLEY
GAGE KASBEER
JESSE KYLE TURNIPSEED
Lucas D Haber
ANN W SNELLINGS

Other Offices

CHARTER ADVISORY SERVICES, LLC · DAYTONA BEACH, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DAYTONA BEACH, FL
PRIME CAPITAL FINANCIAL · Daytona Beach, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · DAYTONA BEACH, FL
TRUIST ADVISORY SERVICES, INC. · DAYTONA BEACH, FL
EDWARD JONES · DAYTONA BEACH, FL
BENJAMIN F. EDWARDS & COMPANY, INC. · Daytona Beach, FL
J.P. MORGAN SECURITIES LLC · Daytona Beach, FL

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