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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2011-10-27 |
Branch Locations
300 32Nd Street Suites 102 And 520, Virginia Beach, VA 23451 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James And Associates | Virginia Beach | VA | 10/2011 | Present |
Name of Business : Virginia Zoological Society Address: Norfolk, VA Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Director Investment Related: No Start Date: 10/18/2012 Hours per month devoted to this business: 11 Hours per month devoted to this business during trading hours: 4 Description of duties: Board member assisting with strategic planning, fund raising, development, education, communications and other functions as required.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-26 |
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