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Current Employers
Realta Investment Advisors, Inc

1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-02-01
  • TX RA
    APPROVED
    Since 2018-02-01

Branch Locations

1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States

Austin, TX • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Riverstone Wealth Management, Inc. Austin TX 02/1996 01/2018
Cary Street Partners Llc Austin TX 11/2013 01/2018
Cary Street Partners Investment Advisory Llc Austin TX 11/2013 01/2018
Riverstone Insurance Agency (Formerly First Advantus Insurance) Austin TX 03/2001 01/2018
Realta Equities, Inc. (Dba Cowand Wealth Management) Wilmington DE 01/2018 Present
Realta Investment Advisors, Inc. (Dba Cowand Wealth Management) Wilmington DE 01/2018 Present
  • 02/1996 → 01/2018
    Riverstone Wealth Management, Inc.
    Austin, TX
  • 11/2013 → 01/2018
    Cary Street Partners Llc
    Austin, TX
  • 11/2013 → 01/2018
    Cary Street Partners Investment Advisory Llc
    Austin, TX
  • 03/2001 → 01/2018
    Riverstone Insurance Agency (Formerly First Advantus Insurance)
    Austin, TX
  • 01/2018 → Present
    Realta Equities, Inc. (Dba Cowand Wealth Management)
    Wilmington, DE
  • 01/2018 → Present
    Realta Investment Advisors, Inc. (Dba Cowand Wealth Management)
    Wilmington, DE
Previous Registrations
  • 2013-11-13 → 2018-03-01
    Austin, TX
  • 2004-01-26 → 2013-12-09
    Riverstone Wealth Management, Inc.
    Austin, TX
    Austin, TX
Other Businesses

1. AIRBUBBLES LLC. NATURE OF BUSINESS: AVIATION (BUYING, SELLING, & LEASING AIRCRAFTS AND HANGERS). TITLE: CEO/PRESIDENT. COMPENSATION: RENT AND PROFITS ON TRADING AIRCRAFTS). 10 HOURS PER WEEK, SOME DURING TRADING HOURS. 2. REALTA INVESTMENT ADVISORS, INC.; WILMINGTON, DE; INVESTMENT ADVISORY SERVICES, INVESTMENT ADVISOR REPRESENTATIVE; WWW.REALTAWEALTH.COM; COMPENSATION IN THE FOR OF FEES; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS. 3. COWAND WEALTH MANAGEMENT. NATURE OF BUSINESS: DBA NAME. TITLE: OWNER. 40 HOURS PER WEEK, DURING TRADING HOURS. 4. FIXED AND INDEXED INSURANCE BUSINESS. TITLE: AGENT. COMPENSATION: INSURANCE COMMISSIONS. 10 HOURS PER WEEK, DURING TRADING HOURS. 5. REGAL ROOMS, LLC; LEASING SPACE FOR PRIVATE PARITIES; RGLROOMS.COM; 100% OWNER AND MEMBER RESPONSIBLE FOR ASSISTING WITH RENTALS OF PROPERTY; 100% OF THE PROFITS AFTER EXPENSES; 10 HOURS PER WEEK SOME DURING NORMAL TRADING HOURS. 6. REGAL WAVES, LLC; 1204 REGAL ROW AUSTIN, TX 78748; RECORDING/BROADCASTING MUSIC/LIFE STREAM/CREATION OF CONTENT/NFTS; WWW.REGALWAVES.COM; 100% OWNER, MEMBER; 100% REVENUE GENERATED FROM CONTRACTS WITH LIVE TICKET SALES DERIVED FROM CONTRACTS FROM RECORD LABELS, PRODUCERS OR BANDS; 100% START UP COSTS; 6-12 HOURS PER WEEK/MOSTLY WEEKENDS AND NON DURING REGULAR TRADING HOURS. 7. SOUTH TEXAS OPTIMIST DISTRICT; NOT INVESTMENT RELATED; START: 1/2025; 12304 ALCANZA DRIVE AUSTIN, TX 78739; STXD.ORG; VOLUNTEER (NO COMPENSATION); SEND TOP GOLFERS TO THE INTL TOURNAMENT FROM THE SOUTH TEXAS QUALIFIERS; 2 DAYS PER MONTH NONE DURING NORMAL TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-12-16
S63 Uniform Securities Agent State Law Examination 1993-02-18
  • S65 Uniform Investment Adviser Law Examination
    2003-12-16
  • S63 Uniform Securities Agent State Law Examination
    1993-02-18
Other Names
  • Kyle Cowand

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