Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-04-17 |
| TX | RA | APPROVED | 2008-07-02 |
| OH | RA | APPROVED | 2006-11-30 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Saginaw | MI | 01/1995 | Present |
| Bank Of America, N.A. | Modesto | CA | 07/2011 | Present |
I*2191273, Entity Type: , Name of OBA: Del Rio Senior Board , Address: Modesto, California, 95356, Investment Related: N, Position, Title, Association: Committee, Employee State Date: 02/13/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: As a Participating member of Del Rio Country Club Senior Board. I will be giving suggestions on how to improve Senior Club Activities
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-12 |
Reach out to this advisor