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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2017-11-29 |
| TX | RA | APPROVED_RES | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Nebraska City | NE | 04/1994 | 11/2017 |
| Lpl Financial Llc | Nebraska City | NE | 11/2017 | Present |
1. 12/06/2017 - Borns Financial Planning, Inc. - Investment Related - At Reported Business Location(s) - Insurance Agency - Licensed insurance agent - Start Date 11/30/2017 - 30 Hours Per Month/1 During Securities Trading - Agent for the lines of life and annuities, sickness, accident and health. 2. 12/06/2017 - Borns Financial Planning, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 10/18/2017. 3. 8/9/2021 - NEBRASKA CITY VOLUNTEER FIRE DEPT - Not Investment Related - 1409 Central Avenue, Nebraska City, NE 68410 - Non-Profit Board Member - Started 08/02/20210 - 1 Hour Per Month/0 Hours During Securities Trading - VOLUNTEER; FIREFIGHTER AND SCHOLARSHIP COMMITTEE MEMBER, OTOE HOOK & LADDER COMPANY SECRETARY.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-04-02 |
| S65 | Uniform Investment Adviser Law Examination | 1993-04-02 |
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