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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2021-01-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Nebraska City | NE | 05/2000 | Present |
| Vanderveen & Goracke Financial, Llc | Nebraska City | NE | 07/1999 | Present |
| Raymond James Financial Services Advisors, Inc | Nebraska City | NE | 01/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-25 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-31 |
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