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C. Scott Vanderveen

Raymond James Financial Services Advisors, Inc

Nebraska City, NE

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2021-01-25
  • NE RA
    APPROVED
    Since 2021-01-25

Branch Locations

1720 S 11Th Street, Nebraska City, NE 68410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Nebraska City NE 05/2000 Present
Vanderveen & Goracke Financial, Llc Nebraska City NE 07/1999 Present
Raymond James Financial Services Advisors, Inc Nebraska City NE 01/2009 Present
  • 05/2000 → Present
    Raymond James Financial Services
    Nebraska City, NE
  • 07/1999 → Present
    Vanderveen & Goracke Financial, Llc
    Nebraska City, NE
  • 01/2009 → Present
    Raymond James Financial Services Advisors, Inc
    Nebraska City, NE
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-25
S63 Uniform Securities Agent State Law Examination 2000-08-25
S65 Uniform Investment Adviser Law Examination 1999-12-31
  • S66 Uniform Combined State Law Examination
    2005-05-25
  • S63 Uniform Securities Agent State Law Examination
    2000-08-25
  • S65 Uniform Investment Adviser Law Examination
    1999-12-31
Other Names
  • Scott Vanderveen

View on SEC IAPD

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COMMONWEALTH FINANCIAL NETWORK
PFS INVESTMENTS INC.
THRIVENT INVESTMENT MANAGEMENT INC.

Other Investors

REX JOSEPH GORACKE
KIEL AMBROSE VANDERVEEN
COLE WALTER SHARP
Eric James Ford
JEREMIAH DAVID MUMM
AARON BISHOP
MICHAEL DEAN BORNS
Evan Brant Cox

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Nebraska City, NE
OSAIC WEALTH, INC. · NEBRASKA CITY, NE
LPL FINANCIAL LLC · NEBRASKA CITY, NE
EDWARD JONES · NEBRASKA CITY, NE
COMMONWEALTH FINANCIAL NETWORK · Nebraska City, NE
COMMONWEALTH FINANCIAL NETWORK · Sidney, IA
PFS INVESTMENTS INC. · SIDNEY, IA
THRIVENT INVESTMENT MANAGEMENT INC. · SYRACUSE, NE

More in Nebraska City, NE

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