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Joseph James Healy

Van Liew Capital Inc

Providence, RI

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Current Employers
Van Liew Capital Inc

One Regency Plaza Ste One, Providence, RI 02903 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APP_PEND_IARCE 2026-01-01
  • RI RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

One Regency Plaza Suite One, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Van Liew Securities, Inc. Providence RI 11/1992 Present
Van Liew Capital Inc. Providence RI 11/1992 Present
Van Liew Trust Company Providence RI 11/1992 Present
  • 11/1992 → Present
    Van Liew Securities, Inc.
    Providence, RI
  • 11/1992 → Present
    Van Liew Capital Inc.
    Providence, RI
  • 11/1992 → Present
    Van Liew Trust Company
    Providence, RI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-03-08
S63 Uniform Securities Agent State Law Examination 1993-06-23
  • S65 Uniform Investment Adviser Law Examination
    1995-03-08
  • S63 Uniform Securities Agent State Law Examination
    1993-06-23

View on SEC IAPD

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