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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-25
PA RA APPROVED 2022-03-10
  • TX RA
    APPROVED_RES
    Since 2022-03-25
  • PA RA
    APPROVED
    Since 2022-03-10

Branch Locations

3824 Northern Pike 1 Monroeville Center, Suite 950, Monroeville, PA 15146 • United States

Export, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Monroeville PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Monroeville PA 11/2016 03/2022
Raymond James & Associates Inc, Monroeville PA 03/2022 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-03-09
  • S63 Uniform Securities Agent State Law Examination
    1993-03-09

View on SEC IAPD

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