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600 Stewart Street Suite 400, Seattle, WA 98101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-04-01 |
Branch Locations
600 Stewart Street Suite 400, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Seattle | WA | 01/1993 | 03/2026 |
| Westlake Wealth Management Llc | Seattle | WA | 04/2026 | Present |
7/1993 Independent Licensed insurance Agent; Investment Related; Seattle, Washington;Life and Disability
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-04-16 |
| S65 | Uniform Investment Adviser Law Examination | 1993-04-16 |
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