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Michael G. Gregory Bell

Ubs Financial Services Inc.

Madison, WI

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-12-12
WI RA APPROVED 2010-11-19
  • TX RA
    APPROVED
    Since 2011-12-12
  • WI RA
    APPROVED
    Since 2010-11-19

Branch Locations

8020 Excelsior Drive Suite 400, Madison, WI 53717 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Madison WI 07/2013 Present
Previous Registrations
Other Businesses

1) PENSION CONSULTING GROUP, LLC - MEMBER SINCE 3/12/02 - INVESTMENT RELATED BUSINESS WHICH PROVIDES QUALIFIED PLAN SERVICES - 80 HOURS PER MONTH, 70 OF WHICH ARE DURING TRADING HOURS MARKETING AND PROVIDING QUALIFIED PLAN SERVICES 2) PARKCREST POOL WWW.PARKCRESTPOOL.COM MADISON, WISCONSIN 53705. 6/1/06, BOOKKEEPER, 2 HOURS PER MONTH. 3) Foundation for Madison's Public Schools / United States / 101 Nob Hill Rd #300, Madison, WI 53713/ Foundation / https://fmps.org / Advisor or advisory group member if advice given may influence an officer/board / Monitor overall Foundation financial performance and alignment with board policies and procedures, review monthly financial reports, review the annual foundation budget and approve for action by the full board, monitor Foundation relationships with key partners,ensuring effective and efficient performance / Start Date 4/23/2020

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-22
S63 Uniform Securities Agent State Law Examination 1994-08-30
  • S65 Uniform Investment Adviser Law Examination
    1999-09-22
  • S63 Uniform Securities Agent State Law Examination
    1994-08-30
Designations
Other Names
  • Michael G Bell
  • Michael Gregory Bell

View on SEC IAPD

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