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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-12-12 |
| WI | RA | APPROVED | 2010-11-19 |
Branch Locations
8020 Excelsior Drive Suite 400, Madison, WI 53717 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Madison | WI | 07/2013 | Present |
1) PENSION CONSULTING GROUP, LLC - MEMBER SINCE 3/12/02 - INVESTMENT RELATED BUSINESS WHICH PROVIDES QUALIFIED PLAN SERVICES - 80 HOURS PER MONTH, 70 OF WHICH ARE DURING TRADING HOURS MARKETING AND PROVIDING QUALIFIED PLAN SERVICES 2) PARKCREST POOL WWW.PARKCRESTPOOL.COM MADISON, WISCONSIN 53705. 6/1/06, BOOKKEEPER, 2 HOURS PER MONTH. 3) Foundation for Madison's Public Schools / United States / 101 Nob Hill Rd #300, Madison, WI 53713/ Foundation / https://fmps.org / Advisor or advisory group member if advice given may influence an officer/board / Monitor overall Foundation financial performance and alignment with board policies and procedures, review monthly financial reports, review the annual foundation budget and approve for action by the full board, monitor Foundation relationships with key partners,ensuring effective and efficient performance / Start Date 4/23/2020
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-30 |
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