Stephanie Ellen Brooks

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 02/2019
  Infinity Capital Advisors, Llc
  Atlanta, GA
• 02/2014 → 02/2019
  Foreside Fund Services, Llc
  Atlanta, GA
• 02/2019 → 08/2024
  Triad Advisors
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2019-09-24 → 2024-08-23
  Triad Advisors Llc
  Atlanta, GA
• 2007-05-24 → 2008-07-02
  Wells Fargo Clearing Services, Llc
  Atlanta, GA
  Dunwoody, GA
• 2005-08-31 → 2006-06-28
  Yieldquest Advisors, Llc
  Atlanta, GA

Exams

• S66 Uniform Combined State Law Examination
  2019-09-19
• S63 Uniform Securities Agent State Law Examination
  2010-11-12
• S65 Uniform Investment Adviser Law Examination
  2005-08-30

Other Names

• Stephanie Ellen Stahl
• Stephanie Ellen Stahl