David Alan Soczek

Employer firm

Tlg Advisors, Inc. CRD 111052

$2.30B regulatory AUM 38 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2004 → Present
  National Benefits Group, Llc
  Minneapolis, MN
• 05/2006 → 01/2025
  Concourse Financial Group Securities (Fka Proequities, Inc.)
  Minneapolis, MN
• 02/2025 → Present
  The Leaders Group Inc
  Littleton, CO

Previous Registrations

• 2003-01-31 → 2004-04-21
  Mmc Securities Llc
  Minneapolis, MN

Other Businesses

1.) NATIONAL BENEFITS GROUP LLC - 12/1/08 - 10160 Foley Blvd NW, Suite 100, Minneapolis, MN 55448 - Vice President, Marketing/design/implementation and ongoing oversite of non qualified plans as well as the funding of those plans via BOLI and COLI sales and individual life ins and annuity sales, Not Invt Rel, BOLI & COLI business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 2/3/25 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, RA business, 0 hrs/mo; 0 hrs/mo (during trading hours).

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-28
• S63 Uniform Securities Agent State Law Examination
  1993-08-05

Designations

• Chartered Financial Consultant

Other Names

• David A Soczek