Matthew Timothy Phillips

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → 08/2022
  Morgan Stanley Smith Barney
  Dallas, TX
• 08/2022 → Present
  Morgan Stanley Smith Barney
  San Antonio, TX

Previous Registrations

• 2011-01-20 → 2011-08-31
  Raymond James & Associates, Inc.
  Fort Worth, TX
  Dallas, TX
• 1999-09-01 → 2010-08-13
  Ubs Financial Services Inc.
  Plano, TX
  Addison, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-06-25
• S63 Uniform Securities Agent State Law Examination
  1993-04-08

Other Names

• Matthew Phillips