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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-09-09
  • TX RA
    APPROVED
    Since 2011-09-09

Branch Locations

7600 Broadway Suite 100, San Antonio, TX 78209 • United States

San Antonio, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Dallas TX 08/2011 08/2022
Morgan Stanley Smith Barney San Antonio TX 08/2022 Present
  • 08/2011 → 08/2022
    Morgan Stanley Smith Barney
    Dallas, TX
  • 08/2022 → Present
    Morgan Stanley Smith Barney
    San Antonio, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-06-25
S63 Uniform Securities Agent State Law Examination 1993-04-08
  • S65 Uniform Investment Adviser Law Examination
    1993-06-25
  • S63 Uniform Securities Agent State Law Examination
    1993-04-08
Other Names
  • Matthew Phillips

View on SEC IAPD

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