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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2022-04-20
  • IA RA
    APPROVED
    Since 2022-04-20

Branch Locations

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

1805 Boyson Rd., Hiawatha, IA 52233 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Cedar Rapids IA 01/2013 04/2022
City National Bank Cedar Rapids MN 12/2019 04/2022
Benjamin F. Edwards Hiawatha IA 04/2022 Present
  • 01/2013 → 04/2022
    Cedar Rapids, IA
  • 12/2019 → 04/2022
    City National Bank
    Cedar Rapids, MN
  • 04/2022 → Present
    Benjamin F. Edwards
    Hiawatha, IA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-30
S63 Uniform Securities Agent State Law Examination 1993-04-08
  • S66 Uniform Combined State Law Examination
    2006-08-30
  • S63 Uniform Securities Agent State Law Examination
    1993-04-08

View on SEC IAPD

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