David Richard Nelson

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2004 → 04/2025
  Lpl Financial, Llc
  Red Bluff, CA
• 04/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 04/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2018-05-04 → 2025-06-04
  Lpl Financial Llc
  Davis, CA
  Grass Valley, CA
  Chico, CA
  Redding, CA
  Redding, CA
  Mt. Shasta, CA
  Davis, CA
  Red Bluff, CA
  Corning, CA
  Mt Shasta, CA
  Chico, CA
  Weed, CA
  Grass Valley, CA
  Chico, CA
  Folsom, CA
  Sacramento, CA
  Elk Grove, CA
  Rocklin, CA
  Galt, CA
  Greenview, CA
  Yreka, CA
• 2002-06-19 → 2002-10-04
  Raymond James Financial Services, Inc.
  Chico, CA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 04/1994; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 4; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: OPTIMIZE RETIREMENT GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 04/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ADVISORS WILL BE RUNNING ALL OF OUR SECURITIES, ADVISORY AND INSURANCE THROUGH THIS DBA;

Exams

• S66 Uniform Combined State Law Examination
  2018-05-04
• S63 Uniform Securities Agent State Law Examination
  1993-03-05

Other Names

• David Richard Nelson
• David Ricp Richard Nelson
• David Richard Nelson, Ricp