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328 Newman Springs Road, Red Bank, NJ 07701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2005-04-12 |
Branch Locations
328 Newman Springs Road 3Rd Floor, Red Bank, NJ 07701 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Garden State Securities, Inc. | Wall | NJ | 02/1999 | Present |
| Garden State Investment Advisory Services, Llc | Wall Township | NJ | 09/2004 | Present |
| Garden State Insurance Agency, Inc. | Wall Township | NJ | 01/2005 | Present |
1)THE OPUS GROUP LLC. CO-FOUNDER, SINCE JUNE 2004, DBA ONLY, OPERATES FROM FIRM REGISTERED BRANCH LOCATION. 2)GARDEN STATE INSURANCE AGENCY, INC. OWNER, LESS THAN 10 HOURS A MONTH. 3)VINTAGE COVER BAND, TOMS RIVER, NJ, NOT INVESTMENT RELATED, LESS THAN 1 HOUR PER WEEK; 4) JACKSON ROSE VENTURE I, LLC, JACKSON ROSE VENTURE II, LLC AND JACKSON ROSE MANAGEMENT, LLC, MANAGING MEMBER, PRIVATE FUND FORMED TO PURCHASE, HOLD AND/OR SELL RESTRICTED SECURITIES OF VARIOUS DISRUPTIVE, LEADING SEED-STAGE, EARLY-STAGE, DEVELOPMENTAL-STAGE AND LATER-STAGE PRIVATE COMPANIES. BUSINESS IS INVESTMENT-RELATED AND CONDUCTED OUT OF RED BANK HOME OFFICE LOCATION. STARTING 8/2021, APPROX. 8-10 HOURS/WEEK.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-02-11 |
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