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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2016-08-08 |
Branch Locations
1430 Military Street Suite #2, Port Huron, MI 48060 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Port Huron | MI | 06/2010 | Present |
1. St Clair County Community Foundation; 1411 Third St 4th Floor Port Huron MI 48060; Grant Committee Member; Voting member of local grant committee; affiliation started 02/03/2016; 10 hours per year; not during securities trading hours; not investment-related. 2. Lexington Arts Council; PO Box 434, Lexington, MI 48450; Increase the cultural taste of the Thumb Blue Water community; Board of Directors; Board Member and volunteer with community events; 04/13/2021; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-24 |
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