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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-04-15 |
Branch Locations
8181 Communications Pkwy Ste A, Floor 04, Plano, TX 75024-0242 • United States
611 South Friendswood Drive, Friendswood, TX 77546 • United States
3451 Clear Lake City Blvd, Houston, TX 77059 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Friendswood | TX | 03/2013 | Present |
Entity Name: Personal Ownership of Racing Greyhounds Investment related: No Address: Private Residence Nature of the other business: Dog Racing Position/Title/Relationship: Owner/Partner Start Date: 01/15/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is not a company, I have been gifted part ownership in two racing greyhounds. It is a business as there will be raising and training expenses and hopefully income as they go to the track to race.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-12 |
| S65 | Uniform Investment Adviser Law Examination | 2002-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-21 |
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