Simon John Wheeldon

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 03/2020
  Ubs Financial Services Inc.
  Tampa, FL
• 03/2020 → 03/2020
  Ameriprise Financial Services, Inc.
  Tampa, FL
• 03/2020 → 05/2024
  Ameriprise Financial Services, Llc
  Tampa, FL
• 05/2024 → Present
  Morgan Stanley Smith Barney Llc
  Tampa, FL
• 06/2024 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2020-03-23 → 2024-05-22
  Ameriprise Financial Services, Llc
  Tampa, FL
• 2014-08-15 → 2020-03-31
  Ubs Financial Services Inc.
  Tampa, FL
• 2012-04-27 → 2014-08-20
  Wells Fargo Clearing Services, Llc
  Tampa, FL
• 2009-06-01 → 2012-05-07
  Morgan Stanley
  Tampa, FL
• 2008-01-04 → 2009-06-01
  Morgan Stanley & Co. Llc
  Tampa, FL
• 1995-06-02 → 2008-01-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Clearwater, FL
  New Port Richey, FL
  Tampa, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-12-09
• S63 Uniform Securities Agent State Law Examination
  1993-04-14