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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-01-03 |
| DE | RA | APPROVED | 1998-01-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wilmington | DE | 01/1993 | Present |
| Bank Of America, N.A. | Wilmington | DE | 07/2011 | Present |
I*28306 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL OF REAL ESTATE INVESTMENT RELATED: Y ADDRESS OF BUSINESS: NEWARK, DELAWARE 19713 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 9/1/2004 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PARTNER CO-MAMAGE A RENTAL PROPERTY FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT NAME OF OUTSIDE BUSINESS ORGANIZATION: THE BIKE BOUTIQUE INVESTMENT RELATED: N ADDRESS OF BUSINESS: WILMINGTON, DE 19801 NATURE OF BUSINESS: BIKE SHOP/FITNESS CLUB POSITION, TITLE, ASSOCIATION: SPINNING INSTRUCTOR START DATES OF RELATIONSHIPS: 07/14/10 NUMBER OF HOURS DEVOTED PER MONTH: 1-10 HRS NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 1-10 HRS DUTIES: TEACH SPINNING CLASS- (STATIONARY BIKES), I WORK OUT OVER LUNCH HOUR ALREADY AND WILL TEACH THE ONE HOUR CLASS OVER LUNCH WEEKLY. EXPECT TO WORK 4 HOURS PER MONTH TOTAL WITHOUT TAKING ANY ADDITIONAL TIME OUT OF THE OFFICE. I*51583 For profit or not for profit: For-Profit Organization Name of outside business organization: Christiana Investors Investment related: Y Address of business: Newark, Delaware 19713 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 1/5/1994 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Buy, hold and manage residential real estate.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-11 |
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