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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-05-22
FL RA APPROVED 2010-03-26
  • TX RA
    APPROVED
    Since 2012-05-22
  • FL RA
    APPROVED
    Since 2010-03-26

Branch Locations

300 North Ronald Reagan Blvd Suite 208, Longwood, FL 32750 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Longwood FL 02/2010 Present
Raymond James Financial Services Advisors, Inc. St. Petersburg FL 03/2010 Present
Unconstrained Strategies Investors Llc Longwood FL 02/2013 Present
Previous Registrations
Other Businesses

(1)Name of Business: Unconstrained Strategies Investors LLC Address: 300 N Ronald Reagan Blvd Ste 208, Longwood, FL, 32750 , United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/25/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: owner of support company

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-11-21
S63 Uniform Securities Agent State Law Examination 1993-03-30
  • S65 Uniform Investment Adviser Law Examination
    1994-11-21
  • S63 Uniform Securities Agent State Law Examination
    1993-03-30
Designations
Other Names
  • Andrew Vargo
  • Andy Vargo

View on SEC IAPD

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