Gregory Bryant Alford

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-09-22
AL	RA	APPROVED	2016-02-29

TX RA
APPROVED_RES

Since 2017-09-22
AL RA
APPROVED

Since 2016-02-29

Branch Locations

4001 Carmichael Road Suite 400, Montgomery, AL 36106 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Montgomery	AL	02/2016	Present

02/2016 → Present

Ubs Financial Services Inc.

Montgomery, AL

Previous Registrations

2009-06-01 → 2016-02-22

Morgan Stanley

Montgomery, AL
2007-08-24 → 2009-06-01

Citigroup Global Markets Inc.

Montgomery, AL
1993-10-20 → 2007-08-27

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Montgomery, AL

Montgomery, AL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-10-01
S63	Uniform Securities Agent State Law Examination	1993-03-12

S65 Uniform Investment Adviser Law Examination

1993-10-01
S63 Uniform Securities Agent State Law Examination

1993-03-12

Other Names

Gregory Alford

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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