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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1993-05-03 |
Branch Locations
13135 Dairy Ashford Rd, Sugar Land, TX 77478 • United States
Brookshire, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stafford | TX | 01/1993 | Present |
| Bank Of America,Na | Sugarland | TX | 12/2009 | Present |
I*409420 For profit or not for profit: Entity For Profit Name of outside business organization: Forever Green Turfs Investment related: N Address of business: Brookshire, Texas, 77423 Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 3/4/2021 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , it is a distributor of Artificial turf. I will be the managing partner. I*41380 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THE HOUSTON LIVE STOCK SHOW AND RODEO INVESTMENT RELATED: N ADDRESS OF BUSINESS: HOUSTON, TEXAS 77054 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 5/12/2011 NUMBER OF HOURS DEVOTED: 100 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 25 DUTIES: I WILL SEVE AS MEMBER OF THE BOARD OF DIRECTORS. I WILL ASSIST IN PHILANTHROPIC ACTIVITES. I*92358 For profit or not for profit: For-Profit Organization Name of outside business organization: 5767 landscape artist LLC Investment related: N Address of business: katy, Texas 77450 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 4/18/2016 Number of hours devoted: 15 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: wife has been partner in this company and I forsee me becoming more envolved with the company and this assisting in the running of the company I*118613 For profit or not for profit: Non-Profit Organization Name of outside business organization: RSMIS Foundation Investment related: N Address of business: Galveston, Texas 77553 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 11/8/2018 Number of hours devoted: 20 hour(s) Annually Number of hours devoted during trading hours: 5 Duties: board member to approve and grant monies to the charity organizations that request funding basised on the foundations guide lines I*130357 For profit or not for profit: For-Profit Organization Name of outside business organization: Dimond A land Company, LLC Investment related: Y Address of business: Houston, Texas 77079 Nature of business: LLC, Position, title, association: Other, sole member of the LLC Start date of relationship: 3/5/2020 Number of hours devoted: 10 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: It is a LLC that I will hold Land I am purchasing. single member of the LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-13 |
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