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Michael Richard Sappington

Ascension Wealth Partners, LLC

Pleasant Hill, CA

CRD 2314542

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Employer firm

Ascension Wealth Partners, LLC CRD 146451

$137M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Ascension Wealth Partners, Llc

391 Taylor Boulevard Suite 125, Pleasant Hill, CA 94523 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2008-03-07
  • CA RA
    APPROVED
    Since 2008-03-07

Branch Locations

391 Taylor Boulevard Suite 125, Pleasant Hill, CA 94523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ascension Wealth Partners, Llc Emeryville CA 01/2008 Present
Previous Registrations
  • 2007-06-27 → 2008-01-24
    Equius Partners, Inc.
    Novato, CA
  • 2000-05-09 → 2005-07-19
    Charles Schwab & Co., Inc.
    Walnut Creek, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-03
S63 Uniform Securities Agent State Law Examination 1993-03-19
  • S66 Uniform Combined State Law Examination
    2000-05-03
  • S63 Uniform Securities Agent State Law Examination
    1993-03-19
Other Names
  • Michael R Sappington

View on SEC IAPD

Nearby Firms

KESTRA ADVISORY SERVICES, LLC
MML INVESTORS SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Nearby Investors

FRANK JOSEPH EVANGELIST
DANIEL ALAN GARFIN
JOHN ANDREW HOHMAN

Nearby Offices

KESTRA ADVISORY SERVICES, LLC · Pleasant Hill, CA
MML INVESTORS SERVICES, LLC · PLEASANT HILL, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PLEASANT HILL, CA

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