Best Investors Account Sign in
Inactive

Michael Richard Sappington

Ascension Wealth Partners, LLC

Pleasant Hill, CA

Claim This Profile
Current Employers
Ascension Wealth Partners, Llc

391 Taylor Boulevard Suite 125, Pleasant Hill, CA 94523 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2008-03-07
  • CA RA
    APPROVED
    Since 2008-03-07

Branch Locations

391 Taylor Boulevard Suite 125, Pleasant Hill, CA 94523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ascension Wealth Partners, Llc Emeryville CA 01/2008 Present
Previous Registrations
  • 2007-06-27 → 2008-01-24
    Equius Partners, Inc.
    Novato, CA
  • 2000-05-09 → 2005-07-19
    Charles Schwab & Co., Inc.
    Walnut Creek, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-03
S63 Uniform Securities Agent State Law Examination 1993-03-19
  • S66 Uniform Combined State Law Examination
    2000-05-03
  • S63 Uniform Securities Agent State Law Examination
    1993-03-19
Other Names
  • Michael R Sappington

View on SEC IAPD

Other Firms

KESTRA ADVISORY SERVICES, LLC
MML INVESTORS SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
AMERIPRISE FINANCIAL SERVICES, LLC
LPL ENTERPRISE, LLC
J.P. MORGAN SECURITIES LLC
WAGNER LOFTIN INVESTMENT SERVICES LLC
500 KIMCHI MANAGEMENT COMPANY LLC

Other Investors

FRANK JOSEPH EVANGELIST
DANIEL ALAN GARFIN
JOHN ANDREW HOHMAN
RAYMOND KEITH ADAIR
ANDREW J THIERMANN
Woojin Shin
STEVEN RICHARD SEROTTE
Nityesh Arumugam

Other Offices

KESTRA ADVISORY SERVICES, LLC · Pleasant Hill, CA
MML INVESTORS SERVICES, LLC · PLEASANT HILL, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PLEASANT HILL, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Pleasant Hill, CA
AMERIPRISE FINANCIAL SERVICES, LLC · PLEASANT HILL, CA
LPL ENTERPRISE, LLC · PLEASANT HILL, CA
J.P. MORGAN SECURITIES LLC · PLEASANT HILL, CA
WAGNER LOFTIN INVESTMENT SERVICES LLC · PLEASANT HILL, CA

More in Pleasant Hill, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor