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4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-07-31 |
Branch Locations
10150 Highland Manor Dr Ste. 200, Tampa, FL 33610 • United States
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Accurate Advisory Group | Wesley Chapel | FL | 03/2010 | 09/2017 |
| Advanced Indoor | Brandon | FL | 03/2007 | 09/2017 |
| Gulf Coast Records, Llc | Apollo Beach | FL | 03/2008 | Present |
| Big Financial Services,Llc | Brandon | FL | 12/2005 | Present |
| Horter Investment Management, Llc | Cincinatti | OH | 03/2017 | 10/2019 |
| Ae Wealth Management, Llc | Topeka | KS | 11/2019 | 07/2024 |
| Afea-American Financial Education Alliance | Concord | NC | 02/2023 | Present |
| Foundations Investment Advisors, Llc | Tampa | FL | 07/2024 | Present |
1.) GULF COAST RECORDS, LLC; NOT INVESTMENT RELATED; 1234 ACAPPELLA LN, APOLLO BEACH, FL 33572; ARTIST DEVELOPMENT AND MANAGEMENT; MANAGING MEMBER; START DATE 03/2008; APPROX 20 HRS/MO; APPROX 0 HRS/MO DURING SECURITIES TRADING HOURS; GENERAL DUTIES INVOLVED WITH ARTIST DEVELOPMENT AND MANAGEMENT. 2.) BIG FINANCIAL SERVICES, LLC: YES INVESTMENT RELATED; 101050 HIGHLAND MANOR DR., SUITE 200, TAMPA, FL 33610; INSURANCE SALES; OWNER/LIFE INSURANCE AGENT; START DATE 12/2005; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 3.) BIG FINANCIAL SERVICES, LLC: YES INVESTMENT RELATED; 101050 HIGHLAND MANOR DR., SUITE 200, TAMPA, FL 33610; OWNER/EDUCATOR; 2-5 HRS/MONTH DEVOTED TO OTHER BUSINESS;2-5 HOURS DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS' NON-LEGAL ESTATE PLANNING ADMINISTRATIVE SERVICES; DUTIES INCLUDE NON-LEGAL SERVICES TO ASSIST CLIENTS WITH DOCUMENT ORGANIZATION, DATA ENTRY, AND PLATFORM NAVIGATION RELATED TO ESTATE PLANNING SOFTWARE. 4.) AFEA-AMERICAN FINANCIAL EDUCATION ALLIANCE; INVESTMENT RELATED; 349 COPPERFIELD BLVD NE, STE -L#106, CONCORD NC 28025, UNITED STATES; START DATE: 02/06/2023; CHAPTER PRESIDENT; AFEA IS A NATIONAL, 501(C)(3) NON-PROFIT ORGANIZATION. 4 HOURS/MONTH DEVOTED TO OTHER BUSINESS; 4 HOURS/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS. OFFERS FINANCIAL EDUCATION TO THE GENERAL PUBLIC, TAUGHT BY QUALIFIED AND TRAINED INSTRUCTORS. THESE INSTRUCTORS ARE ALSO KNOWN AS CHAPTER PRESIDENTS, AND SOME CHAPTERS HAVE ADDITIONAL MEMBERS CALLED SUB-AGENTS OR CHAPTER DIRECTORS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-11-26 |
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