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Current Employers
Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-31
  • FL RA
    APPROVED
    Since 2024-07-31

Branch Locations

10150 Highland Manor Dr Ste. 200, Tampa, FL 33610 • United States

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Accurate Advisory Group Wesley Chapel FL 03/2010 09/2017
Advanced Indoor Brandon FL 03/2007 09/2017
Gulf Coast Records, Llc Apollo Beach FL 03/2008 Present
Big Financial Services,Llc Brandon FL 12/2005 Present
Horter Investment Management, Llc Cincinatti OH 03/2017 10/2019
Ae Wealth Management, Llc Topeka KS 11/2019 07/2024
Afea-American Financial Education Alliance Concord NC 02/2023 Present
Foundations Investment Advisors, Llc Tampa FL 07/2024 Present
  • 03/2010 → 09/2017
    Accurate Advisory Group
    Wesley Chapel, FL
  • 03/2007 → 09/2017
    Advanced Indoor
    Brandon, FL
  • 03/2008 → Present
    Gulf Coast Records, Llc
    Apollo Beach, FL
  • 12/2005 → Present
    Big Financial Services,Llc
    Brandon, FL
  • 03/2017 → 10/2019
    Cincinatti, OH
  • 11/2019 → 07/2024
    Topeka, KS
  • 02/2023 → Present
    Afea-American Financial Education Alliance
    Concord, NC
  • 07/2024 → Present
    Tampa, FL
Previous Registrations
Other Businesses

1.) GULF COAST RECORDS, LLC; NOT INVESTMENT RELATED; 1234 ACAPPELLA LN, APOLLO BEACH, FL 33572; ARTIST DEVELOPMENT AND MANAGEMENT; MANAGING MEMBER; START DATE 03/2008; APPROX 20 HRS/MO; APPROX 0 HRS/MO DURING SECURITIES TRADING HOURS; GENERAL DUTIES INVOLVED WITH ARTIST DEVELOPMENT AND MANAGEMENT. 2.) BIG FINANCIAL SERVICES, LLC: YES INVESTMENT RELATED; 101050 HIGHLAND MANOR DR., SUITE 200, TAMPA, FL 33610; INSURANCE SALES; OWNER/LIFE INSURANCE AGENT; START DATE 12/2005; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 3.) BIG FINANCIAL SERVICES, LLC: YES INVESTMENT RELATED; 101050 HIGHLAND MANOR DR., SUITE 200, TAMPA, FL 33610; OWNER/EDUCATOR; 2-5 HRS/MONTH DEVOTED TO OTHER BUSINESS;2-5 HOURS DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS' NON-LEGAL ESTATE PLANNING ADMINISTRATIVE SERVICES; DUTIES INCLUDE NON-LEGAL SERVICES TO ASSIST CLIENTS WITH DOCUMENT ORGANIZATION, DATA ENTRY, AND PLATFORM NAVIGATION RELATED TO ESTATE PLANNING SOFTWARE. 4.) AFEA-AMERICAN FINANCIAL EDUCATION ALLIANCE; INVESTMENT RELATED; 349 COPPERFIELD BLVD NE, STE -L#106, CONCORD NC 28025, UNITED STATES; START DATE: 02/06/2023; CHAPTER PRESIDENT; AFEA IS A NATIONAL, 501(C)(3) NON-PROFIT ORGANIZATION. 4 HOURS/MONTH DEVOTED TO OTHER BUSINESS; 4 HOURS/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS. OFFERS FINANCIAL EDUCATION TO THE GENERAL PUBLIC, TAUGHT BY QUALIFIED AND TRAINED INSTRUCTORS. THESE INSTRUCTORS ARE ALSO KNOWN AS CHAPTER PRESIDENTS, AND SOME CHAPTERS HAVE ADDITIONAL MEMBERS CALLED SUB-AGENTS OR CHAPTER DIRECTORS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-26
  • S65 Uniform Investment Adviser Law Examination
    2014-11-26
Other Names
  • Glenn Cummings

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