David Louis Burg

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Coral Gables, FL
• 11/2016 → 09/2021
  Wells Fargo Clearing Services, Llc
  Coral Gables, FL
• 09/2021 → Present
  Raymond James Financial Services, Inc.
  Boca Raton, FL
• 09/2021 → Present
  Raymond James Financial Services Advisors, Inc.
  Boca Raton, FL

Previous Registrations

• 2009-01-23 → 2021-09-23
  Wells Fargo Clearing Services, Llc
  Coral Gables, FL
• 2003-07-11 → 2009-02-05
  Citigroup Global Markets Inc.
  Coral Gables, FL
  Coral Gables, FL
• 1998-09-22 → 2003-07-08
  Morgan Stanley Dw Inc.
  Coral Gables, FL

Other Businesses

(1)Name of Business: Address: 20304 Whistling Straits Way, Boca Raton, FL, 33434, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/16/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Renting 2 bedroom condo and parking spot, which I own, in bldg. located at 1800 N Bayshore Dr Unit 2814 Miami, FL 33132, where I previously lived. (2)Name of Business: Burg Address: 2600 N Military Tr Suite 215, Boca Raton, FL, 33431, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 08/11/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee for my sister, Laurie Cardona, named in mother's trust. (3)Name of Business: Palm Beach County Court--Probate Address: 20304 Whistling Straits Way, Boca Raton, FL, 33434, United States Activity Type: Control Person Position/Title: Personal representative (Acting) Investment Related: Yes Start Date: 06/23/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Personal Representative for my cousin Rhoda Rubin. Selling real estate. paying bills. distributing assets. Court appointed. (4)Name of Business: Retirement Income Planners, LLC Address: 20304 Whistling Straits Way, Boca Raton, FL, 33434, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 12/21/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: sole owner. To run payroll though. I am an independent contractor with RJFS/Fortuna Wealth.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-05-26
• S63 Uniform Securities Agent State Law Examination
  1993-04-06

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• David Burg