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7864 Camargo Rd Suite 100, Cincinnati, OH 45243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-11-27 |
| OH | RA | APPROVED | 2017-02-23 |
Branch Locations
7864 Camargo Rd Suite 100, Cincinnati, OH 45243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Winston Investment Management, Inc. | Cincinnati | OH | 01/2017 | Present |
| Clarke Power Generation, Inc. | Springdale | OH | 03/2014 | 12/2016 |
Omega Natural Enterpries, LLC. - not investment related. Equine, Pet and Human supplements sold direct and wholesale. Co-founder/board of directors/50% shareholder; 1002 Kieley Place, Cincinnati, OH 45217 Start Date - February 2015.Approximate number of hours/month you devote to the other business = 12; Hours you devote to the other business during securities trading hours = zero; Duties - oversee business direction/strategy, manage two outsourced marketing contractors. business partner manages day-to-day business operations; Salon Concepts, LLC. -not investment related; Salon Suite rental business Co-founder / board of directors - minority shareholder (approx 5%)Start Date 2017; 2000 Ford Circle, Ste B, Milford, OH 45150-3081; Approximate number of hours/month you devote to the other business = 2; Hours you devote to the other business during securities trading hours = zero;Duties - meet with CEO monthly to discuss general business strategy; The Cielo Group, Inc. - not investment related; Co-founder / minority shareholder (approx 7%); Start Date = 2002; 396 Washington St. Suite 110 Wellesley, MA 02481; Approximate number of hours/month you devote to the other business = 1; Hours you devote to the other business during securities trading hours = zero; Duties - none
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-26 |
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