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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2006-12-04 |
Branch Locations
1991 Crocker Road Suite 400, Westlake, OH 44145 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2006 | Present |
| Cambridge Investment Research Advisors | Fairfield | IA | 12/2006 | Present |
1) INDEPENDENT INSURANCE AGENT, 1991 CROCKER RD STE 400 WESTLAKE OH, 12/2006, FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 10 HR/YR 1 HR/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 12/2006, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING 3) ASPIRE INVESTMENT MANAGEMENT, 1991 CROCKER RD STE 400 WESTLAKE OH, 01/2018, PROPRIETOR USING dba NAME FOR BRANDING. INV REL, 0 HR/MO 0 HR/MO TRADING 4) ASHLAND UNIVERSITY TRUSTEE, [NO ADDRESS PROVIDED], 01/2025, Board Trustee, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 6 HR/MO – 6 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-19 |
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