Diane Harriet Arnstein

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1992 → 11/2024
  Pruco Securities, Llc.
  New York, NY
• 12/1992 → Present
  Prudential Insurance Company Of America
  New York, NY
• 11/2024 → Present
  Lpl Enterprise, Llc
  New York, NY

Previous Registrations

• 2021-06-07 → 2024-11-14
  Pruco Securities, Llc.
  New York, NY
  New York, NY
  New York, NY

Other Businesses

1) 12/11/2024 - Don't Tell Mama - Sing and entertain in cabarets. Also made cd/DVD of shows - Artist/ Musician - Inv Related - At NEW YORK, NY - Start Date 11/11/2014 - 10hrs/mth - 0hrs/mth During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-06-16
• S63 Uniform Securities Agent State Law Examination
  1993-03-09

Other Names

• Diane Harriet Wegenke