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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-31
IN RA APPROVED 2022-01-12
  • TX RA
    APPROVED
    Since 2022-03-31
  • IN RA
    APPROVED
    Since 2022-01-12

Branch Locations

926 Erskine Plaza, South Bend, IN 46614 • United States

2060 E Ireland Rd, South Bend, IN 46614 • United States

Student Ctr Rm 157, Notre Dame, IN 46556 • United States

848 W Michigan St, New Carlisle, IN 46552 • United States

133 N 4Th St, Lafayette, IN 47901 • United States

Student Center Room 157, Notre Dame, IN 46556 • United States

100 N. Michigan Street, South Bend, IN 46601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2018 01/2022
Unemployed Plymouth IN 05/2018 08/2018
Boys & Girls Club Of Marshall County Plymouth IN 11/2000 05/2018
Lpl Financial, Llc South Bend IN 01/2022 Present
1St Source Bank South Bend IN 01/2022 Present
  • 09/2018 → 01/2022
    St Louis, MO
  • 05/2018 → 08/2018
    Unemployed
    Plymouth, IN
  • 11/2000 → 05/2018
    Boys & Girls Club Of Marshall County
    Plymouth, IN
  • 01/2022 → Present
    South Bend, IN
  • 01/2022 → Present
    1St Source Bank
    South Bend, IN
Previous Registrations
  • 2019-02-07 → 2021-12-23
    Plymouth, IN
    St Louis, MO
    Rochester, IN
Other Businesses

1) 1/2022 - Financial Institution Duty - 1st Source Bank - Investment Related - 25% - South Bend, IN 46601 2) 1/2022 - DBA for LPL Business (entity for LPL business) - 1st Source Asset Advisors - Investment Related - South Bend, IN 46601

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-06
  • S66 Uniform Combined State Law Examination
    2019-02-06
Other Names
  • Billie Jean Mclaughlin

View on SEC IAPD

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