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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-05-09 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
1810 Gateway Dr Ste 150, San Mateo, CA 94404 • United States
301 University Ave [Vd-Rbo], Palo Alto, CA 94301 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Mateo | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Mateo | CA | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; LAS VEGAS, NV; 100% OWNERSHIP; START 12/15/1999; 1 HOUR PER MONTH, 0 DURING TRADING; LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-26 |
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