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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-07-13
MD RA APPROVED 2002-06-12
DC RA APPROVED 2002-05-21
TX RA APPROVED_RES 1996-07-29
VA RA APPROVED 1993-05-03
  • FL RA
    APPROVED
    Since 2023-07-13
  • MD RA
    APPROVED
    Since 2002-06-12
  • DC RA
    APPROVED
    Since 2002-05-21
  • TX RA
    APPROVED_RES
    Since 1996-07-29
  • VA RA
    APPROVED
    Since 1993-05-03

Branch Locations

1900 Duke St, Alexandria, VA 22314 • United States

Pompano Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Alexandria VA 01/1993 Present
Bank Of America, N.A. Alexandria VA 06/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-04-14
S63 Uniform Securities Agent State Law Examination 1993-04-01
  • S65 Uniform Investment Adviser Law Examination
    1993-04-14
  • S63 Uniform Securities Agent State Law Examination
    1993-04-01
Other Names
  • Patrick S Burke

View on SEC IAPD

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