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Kenneth Edward Wiles

Edward Jones

Mocksville, NC

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-12-04
  • NC RA
    APPROVED
    Since 2023-12-04

Branch Locations

390 S Salisbury St, Mocksville, NC 27028 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Winston-Salem NC 05/2013 03/2023
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 07/2023
Raylen Vineyards Mocksville NC 09/2022 06/2023
Edward Jones St Louis MO 07/2023 Present
  • 05/2013 → 03/2023
    Scottrade
    Winston-Salem, NC
  • 02/2018 → 07/2023
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 09/2022 → 06/2023
    Raylen Vineyards
    Mocksville, NC
  • 07/2023 → Present
    Edward Jones
    St Louis, MO
Previous Registrations
  • 2018-03-01 → 2022-03-24
    Td Ameritrade, Inc.
    Winston-Salem, NC
  • 2018-02-26 → 2022-03-24
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Winston-Salem, NC
    Winston-Salem, NC
  • 2017-04-25 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
  • 2004-01-02 → 2011-10-18
    Wells Fargo Clearing Services, Llc
    Winston-Salem, NC
    Winston-Salem, NC
  • 2002-03-25 → 2002-06-20
    Wachovia Securities, Inc.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-25
S65 Uniform Investment Adviser Law Examination 2002-02-21
S63 Uniform Securities Agent State Law Examination 1993-04-08
  • S66 Uniform Combined State Law Examination
    2017-04-25
  • S65 Uniform Investment Adviser Law Examination
    2002-02-21
  • S63 Uniform Securities Agent State Law Examination
    1993-04-08
Other Names
  • Ken Wiles

View on SEC IAPD

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Other Investors

Laurie Laucks
RALPH CURTIS MILLER
Eric Haughwout
Kenneth Sheldon Jones
DARRYL LEE BANDY
ALVA DENNIS SMITH
JONATHAN BAXTER STOUT
Samantha Gray Fowler

Other Offices

EDWARD JONES · MOCKSVILLE, NC
LPL FINANCIAL LLC · MOCKSVILLE, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Advance, NC
EAGLE STRATEGIES LLC · ADVANCE, NC
CREDIT UNION INVESTMENT SERVICES · Bermuda Run, NC
EDWARD JONES · BERMUDA RUN, NC
WOODARD & CO ASSET MANAGEMENT GROUP INC · BERMUDA RUN, NC
H&H INVESTMENT PLANNERS, INC. · BERMUDA RUN, NC

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