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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-05-15 |
Branch Locations
1691 Westbrook Plaza Drive, Winston-Salem, NC 27103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allegacy Federal Credit Union | Winston Salem | NC | 09/2007 | Present |
| Cuso Financial Services, Lp | San Diego | CA | 09/2007 | 05/2025 |
| Lpl Financial Llc | Mocksville | NC | 05/2025 | Present |
1.04/30/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Allegacy Investment Group; Investment Related; at Reported Business Location(s); Start Date 04/30/2025; 160hrs/mth; 160hrs during trading 2.07/28/2026; Forsyth County NC Board of Elections; Politics/ Government; Not Investment Related; Winston Salem,NC; Start Date 11/02/2026; 14hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-10 |
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