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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-05-15
  • NC RA
    APPROVED
    Since 2025-05-15

Branch Locations

1691 Westbrook Plaza Drive, Winston-Salem, NC 27103 • United States

256 Hospital Street, Mocksville, NC 27028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allegacy Federal Credit Union Winston Salem NC 09/2007 Present
Cuso Financial Services, Lp San Diego CA 09/2007 05/2025
Lpl Financial Llc Mocksville NC 05/2025 Present
  • 09/2007 → Present
    Allegacy Federal Credit Union
    Winston Salem, NC
  • 09/2007 → 05/2025
    Cuso Financial Services, Lp
    San Diego, CA
  • 05/2025 → Present
    Mocksville, NC
Previous Registrations
  • 2007-09-20 → 2025-05-15
    Cuso Financial Services, L.P.
    Winston Salem, NC
    Winston-Salem, NC
    Winston Sale, NC
    Mocksville, NC
    Davidson, NC
  • 2005-01-03 → 2007-10-03
    Truist Investment Services, Inc.
    Winston-Salem, NC
    Winston-Salem, NC
    Winston-Salem, NC
    Winston-Salem, NC
    Winston-Salem, NC
    Advance, NC
    Clemmons, NC
    Colfax, NC
    Greensboro, NC
    Cooleemee, NC
    Stokesdale, NC
    Winston-Salem, NC
    Winston-Salem, NC
    Walkertown, NC
    Winston Salem, NC
    Rural Hall, NC
    Winston-Salem, NC
    Walkertown, NC
    Walnut Cove, NC
    Winston-Salem, NC
    Winston-Salem, NC
    Winston-Salem, NC
    Kernersville, NC
    Clemmons, NC
  • 2002-09-30 → 2005-01-03
    Ncf Financial Services, Inc.
    Winston- Salem, NC
  • 2001-12-31 → 2002-09-30
    Invest Financial Corporation
    Winston-Salem, NC
Other Businesses

1.04/30/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Allegacy Investment Group; Investment Related; at Reported Business Location(s); Start Date 04/30/2025; 160hrs/mth; 160hrs during trading 2.07/28/2026; Forsyth County NC Board of Elections; Politics/ Government; Not Investment Related; Winston Salem,NC; Start Date 11/02/2026; 14hrs/mth; 0hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-06-18
S63 Uniform Securities Agent State Law Examination 1991-10-10
  • S65 Uniform Investment Adviser Law Examination
    1992-06-18
  • S63 Uniform Securities Agent State Law Examination
    1991-10-10

View on SEC IAPD

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