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Sharon Dianne Mallory

Sdm Investments, LLC

Merrillville, IN

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Current Employers
Sdm Investments, Llc

6111 Harrison St. Ste. 117, Merrillville, IN 46410 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2016-01-28
IL RA APPROVED 2006-05-16
  • IN RA
    APPROVED
    Since 2016-01-28
  • IL RA
    APPROVED
    Since 2006-05-16

Branch Locations

6111 Harrison St. Ste. 117, Merrillville, IN 46410 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Sdm Investments, Llc Merrillville IN 05/2006 Present
Rehab Care Hobert IN 01/1997 Present
United Investors Insurance Birmingham AL 02/1992 Present
Various Health Insurance Merriville IN 02/1992 Present
  • 05/2006 → Present
    Merrillville, IN
  • 01/1997 → Present
    Rehab Care
    Hobert, IN
  • 02/1992 → Present
    United Investors Insurance
    Birmingham, AL
  • 02/1992 → Present
    Various Health Insurance
    Merriville, IN
Previous Registrations
  • 2006-05-16 → 2015-12-31
    Merrillville, IN
    Evergreen Park, IL
  • 1998-01-23 → 2006-05-23
    Waddell & Reed
    Orland Park, IL
    Mokena, IL
Other Businesses

1) VARIOUS INSURANCE CARRIERS, HOBART IN, INSURANCE SALES AGENT, START DATE: JAN 1993. 2)REHAB CARE, EAST CHICAGO IN, PHYSCIAL THERAPY, THERAPIST, NOT INVES-RELATED, START DATE: APR 2002, 6-15 HR P/M, 0 HOURS DURING SECURITIES TRADING HRS, WEEKEND THERAPY POSITION.DUTIES-PATIENT RENDERED THERAPY. LOCATION-ST. MARY'S HOSPITAL, HOBART IN 46342. 3)SDM INVESTMENTS, RIA, INVEST-RELATED. 6111 HARRISON ST, #307, MERRIVILLE IN 46410. POSITION-MANAGING MEMBER, START-5/06, APPROX. 40HR/WK-DURING TRADING HOURS; GEM CAP - DEBT ELIMINATION PROGRAM - BI-WEEKLY - SALES - INDEPENDENT CONTRACTOR; THE NIA GROUP - FINANCIAL LITERARY GROUP - OVERSEE GENERAL OPERATIONS;INDEPENDENT INS AGENT REPRESENTING ANTHEM BLUE CROSS/BLUE SHIELD - HEALTH INS, UNITED INVESTORS - TERM/WHOLE LIFE, GE - LTC INS, UNICARE - HEALTH;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-20
S63 Uniform Securities Agent State Law Examination 1993-02-01
  • S65 Uniform Investment Adviser Law Examination
    1997-08-20
  • S63 Uniform Securities Agent State Law Examination
    1993-02-01

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