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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2020-11-26 |
| TX | RA | APPROVED | 2010-01-19 |
| ME | RA | APPROVED | 2002-09-20 |
Branch Locations
200 Us Route 1 Ste 111, Scarborough, ME 04074 • United States
Wells, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Scarborough | ME | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Scarborough | ME | 03/2020 | Present |
Real Estate Ownership; Single Family; 1351 Post Road, #64, , Wells, ME, 04090; Investment-Related; 10/29/2021. Independent Insurance Brokering; UnumProvident Corporation; 03/01/2007; . Business Ownership; Independent Solutions; Owner, manage the practice; LLC; 108 Clubhouse Road, , Wells, ME, 4090; Not Investment-Related; 01/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-01-29 |
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