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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-12-02 |
| TX | RA | APPROVED | 2009-11-17 |
| WA | RA | APPROVED | 2006-08-12 |
Branch Locations
925 4Th Avenue, Seattle, WA 98104 • United States
1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES
925 Fourth Avenue 31St & 32Nd Floor, Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Seattle | WA | 09/1998 | Present |
1. S.G.C Trust, The trust will custody and manage financial assets for three of the grantor's descendant heirs. The assets will be managed until the three beneficiaries reach the required ages and then be distributed, along with annual income, Diego CAUnited States-92110, I am named as the successor trustee. If needed, I am required to manage the trust assets and distributions, start date-10/1/2024 2. L.Y Trust, The trust was established by my grandparents to support my mother and her sister during their lifetimes. My mother passed away in April and the trust is liquidating. I am a trustee that will assist with the liquidation of mostly farm land. I will assist with liquidating the real estate along with my father and sister, who serve as co trustee's, Start date- 8/1/2022, WhitefishMT United States-59937.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-25 |
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