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Julie Ann Rumage

Robert W. Baird & Co. Incorporated

Janesville, WI

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-08-11
FL RA APPROVED 2017-06-30
WI RA APPROVED 1993-04-01
  • TX RA
    APPROVED_RES
    Since 2017-08-11
  • FL RA
    APPROVED
    Since 2017-06-30
  • WI RA
    APPROVED
    Since 1993-04-01

Branch Locations

14 N Parker Drive Suite 200, Janesville, WI 53545 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Beloit WI 01/1993 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-04-02
S63 Uniform Securities Agent State Law Examination 1993-03-26
  • S65 Uniform Investment Adviser Law Examination
    1993-04-02
  • S63 Uniform Securities Agent State Law Examination
    1993-03-26

View on SEC IAPD

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