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Paul Edward Frederick

Wells Fargo Clearing Services, LLC

Seattle, WA

Kenmore, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-01-03
WA RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2014-01-03
  • WA RA
    APPROVED
    Since 2008-01-01

Branch Locations

999 3Rd Ave Ste 4000, Seattle, WA 98104 • United States

Kenmore, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Seattle WA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Seattle WA 11/2016 Present
Previous Registrations
  • 1996-05-08 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Seattle, WA
    St. Louis, MO
    Seattle, WA
Other Businesses

CO-GUARDIAN FOR SON, NOT INV RELATED, KENMORE, WA, START: 7/31/18, 80 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-26
S63 Uniform Securities Agent State Law Examination 1993-03-12
  • S65 Uniform Investment Adviser Law Examination
    1996-04-26
  • S63 Uniform Securities Agent State Law Examination
    1993-03-12

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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