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Steven Michael Nowland

Stifel, Nicolaus & Company, Incorporated

Spokane, WA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-24
WA RA APPROVED 2020-09-24
  • TX RA
    APPROVED
    Since 2020-09-24
  • WA RA
    APPROVED
    Since 2020-09-24

Branch Locations

201 West North River Drive Suite 200, Spokane, WA 99201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Spokane WA 06/2009 09/2020
Morgan Stanley Private Bank, National Association New York NY 01/2015 09/2020
Stifel Nicolaus & Co Inc Spokane WA 09/2020 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 Present
  • 06/2009 → 09/2020
    Morgan Stanley Smith Barney
    Spokane, WA
  • 01/2015 → 09/2020
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 09/2020 → Present
    Stifel Nicolaus & Co Inc
    Spokane, WA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-02-06
S65 Uniform Investment Adviser Law Examination 1993-02-06
  • S63 Uniform Securities Agent State Law Examination
    1993-02-06
  • S65 Uniform Investment Adviser Law Examination
    1993-02-06
Other Names
  • Steven M Nowland

View on SEC IAPD

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