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Jon Hong

J.P. Morgan Securities LLC

Upland, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-05
AZ RA APPROVED 2023-05-24
CA RA APPROVED 2020-11-18
  • TX RA
    APPROVED_RES
    Since 2024-03-05
  • AZ RA
    APPROVED
    Since 2023-05-24
  • CA RA
    APPROVED
    Since 2020-11-18

Branch Locations

31 W Foothill Blvd, Upland, CA 91786 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Riverside CA 07/2000 02/2018
Td Ameritrade, Inc. Chino CA 02/2018 09/2019
Td Ameritrade Investment Management, Llc Chino CA 02/2018 09/2019
J.P. Morgan Securities Llc Upland CA 11/2020 Present
J.P. Morgan Chase Bank, N.A. Upland CA 11/2020 Present
Scottrade Investment Management Riverside CA 07/2000 02/2018
Unemployed Riverside CA 10/2019 10/2020
  • 07/2000 → 02/2018
    Scottrade, Inc.
    Riverside, CA
  • 02/2018 → 09/2019
    Td Ameritrade, Inc.
    Chino, CA
  • 02/2018 → 09/2019
    Td Ameritrade Investment Management, Llc
    Chino, CA
  • 11/2020 → Present
    J.P. Morgan Securities Llc
    Upland, CA
  • 11/2020 → Present
    J.P. Morgan Chase Bank, N.A.
    Upland, CA
  • 07/2000 → 02/2018
    Scottrade Investment Management
    Riverside, CA
  • 10/2019 → 10/2020
    Unemployed
    Riverside, CA
Previous Registrations
  • 2018-02-27 → 2019-09-11
    Td Ameritrade, Inc.
    Chino, CA
  • 2018-02-26 → 2019-09-11
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Chino, CA
  • 2017-01-19 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-19
S63 Uniform Securities Agent State Law Examination 1993-05-17
  • S66 Uniform Combined State Law Examination
    2017-01-19
  • S63 Uniform Securities Agent State Law Examination
    1993-05-17
Other Names
  • John H Hong
  • Jon Hong
  • Jun Hong
  • Jun Ho Hong
  • Jon Ho Hong

View on SEC IAPD

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Other Offices

TRINITY FINANCIAL PARTNERS · UPLAND, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · UPLAND, CA
TRINITY CAPITAL MANAGEMENT, LLC · Upland, CA
CHARLES SCHWAB & CO., INC. · Upland, CA
J.P. MORGAN SECURITIES LLC · UPLAND, CA
WELLS FARGO CLEARING SERVICES, LLC · UPLAND, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ALTA LOMA, CA
J.P. MORGAN SECURITIES LLC · RANCHO CUCAMONGA, CA

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