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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-18 |
| TX | RA | APPROVED_RES | 2015-12-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/2006 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/2006 | Present |
1) Northeast Referral Group - Referral Associate non-investment - Wallingford, CT - 05/2018 2) Business Network International - Member Non-Investment - 10/2019 - 5hrs/mth. 3) Position of Trust - Mother. 4) Position of Trust - Spouse. 5) McCarthy & Grandchamp Insurance & Investment Agency, Inc - Owner/Agent Non-Investment - Red Hook, NY - 09/2025 - 10hrs/mth. 6) Independent Agent Outside Fixed Insurance Appointments.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2007-01-16 |
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