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Doina Maria Pinto

Raymond James Financial Services Advisors, Inc

Rhinebeck, NY

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-10
NY RA APPROVED 2021-06-14
NJ RA APPROVED 2018-03-14
  • TX RA
    APPROVED_RES
    Since 2021-11-10
  • NY RA
    APPROVED
    Since 2021-06-14
  • NJ RA
    APPROVED
    Since 2018-03-14

Branch Locations

6811 Route 9 Suite 9, Rhinebeck, NY 12572 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Rhinebeck NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Rhinebeck NY 11/2016 03/2018
Raymond James Financial Services, Inc. Rhinebeck NY 03/2018 Present
Raymond James Financial Services Advisors Inc. Rhinebeck NY 03/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-09
  • S66 Uniform Combined State Law Examination
    2003-05-09
Other Names
  • Doina Maria Trifan

View on SEC IAPD

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