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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-07 |
| CA | RA | APPROVED | 2009-04-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Eureka | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Eureka | CA | 11/2016 | Present |
PENTINGHAUS INDUSTRIES; NOT INVESTMENT RELATED; MCKINLEYVILLE, CA; OWNER; FIND VENDORS FOR IRAQI DEVELOPMENT PROJECTS; START DATE 6/18/10; 10 HRS MONTH; 1 HR DURING TRADING. HUMBOLDT SOCCER LEAGUE, INV RELATED, EUREKA, CA, TREASURER, START 8/20/2019, 3 HOURS PER MONTH, ZERO DURING TRADING, RECEIVING FUNDS, MAKING DEPOSITS, PAYING BILLS AND REPORTING PAYMENTS, BUDGETING AND REPORTING TO THE BOARD ON THE FINANCIAL CONDITION OF THE LEAGUE. ROTARY DISTRICT 5130 YOUTH EXCHANGE, INV RELATED, MCKINLEYVILLE, CA, TREASURER, START 8/29/2019, 8 HOURS PER MONTH, ZERO DURING TRADING, DEPOSITING FUNDS COLLECTED, PAYING BILLS, AND PREPARING AND MONITORING BUDGET AND EXPENSES. | RENTAL PROPERTY; INV RELATED; ARCATA, CA; 100% OWNERSHIP; 07/2025; 8 HOURS PER MONTH; 0 DURING TRADING; RENTAL | RENTAL PROPERTY; INV RELATED; ARCATA, CA; 50% OWNERSHIP; 07/2025; 8 HOURS PER MONTH; 0 DURING TRADING; RENTAL PROPERTY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-03 |
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