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Michael Paul Kozik

Janney Montgomery Scott LLC

Fairfield, CT

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-02-14
CT RA APPROVED 2014-06-26
  • TX RA
    APPROVED
    Since 2019-02-14
  • CT RA
    APPROVED
    Since 2014-06-26

Branch Locations

2150 Post Road 2Nd Floor, Fairfield, CT 06824-5669 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Fairfield CT 03/2015 01/2026
Janney Montgomery Scott Llc Fairfield CT 01/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-20
S63 Uniform Securities Agent State Law Examination 2006-08-22
  • S65 Uniform Investment Adviser Law Examination
    2007-07-20
  • S63 Uniform Securities Agent State Law Examination
    2006-08-22
Designations

View on SEC IAPD

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